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Institutional investment

East Hill Management Company

http://www.easthillmgt.com

East Hill Management Company was founded as an investment firm in 2000 by Landon T. Clay and Jeffrey S. Garner to manage alternative assets for high net worth families, endowments, trusts and institutions. We are a Registered Investment Advisor with the Securities and Exchange Commission and currently manage separate accounts, a hedge fund and venture capital partnerships on behalf of clients. East Hill venture capital partnerships have invested in 14 early stage companies spun-out of the University of Oxford, University of Cambridge, University of Southampton and University Leuven during the past five years.

  • 12/8/2013
  • 6
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Centerline Holding Co

http://www.chartermac.com

Centerline Holding Company, formerly CharterMac, is an alternative asset manager focused on real estate funds and financing. The Company had $11.9 billion of assets under management as of December 31, 2007. Organized as a statutory trust, the Company conducts substantially all of its business through its subsidiaries generally under the designation Centerline Capital Group. The Company operates in four groups: Affordable Housing, Commercial Real Estate, Portfolio Management and Credit Risk Products. The Affordable Housing and Commercial Real Estate groups raise capital through a series of funds to deploy into an array of real estate debt and equity investments. The Portfolio Management group monitors and services the investments within its funds and servicing portfolio. The Credit Risk Products group provides credit support to affordable housing debt and equity products investing in syndicated corporate debt. (Source: 10-K)

  • 12/8/2013
  • 5
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Avent Capital Management Inc

http://www.aventcapital.com

Avent Capital Management Inc. ("Avent Capital") is a full-service investment firm specializing in the management of investment strategies for individuals and families, institutional investors, and entertainers and athletes. Avent Capital Management, Inc. is guided by one underlying principle: Our clients are our first priority. Our overall mission is to achieve outstanding results while acting as a trusted advisor. Recognizing the necessity of proactively working with our clients' other trusted advisors, Avent Capital is dedicated to playing a complementary and significant role in developing and implementing their comprehensive investment plans.

  • 12/8/2013
  • 4
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RP Consulting Group Inc

http://www.rpconsultinggroup.com

RP Consulting Group's mission is to improve the value of institutional investment portfolios by introducing a non-traditional investment strategy designed to lower overall errors and costs, to improve efficiency, and to strengthen oversight and monitoring capabilities. RP Consulting Group specializes in professionally managing a design and implementation process to create customized managed futures strategies for institutional investors. The entire investment process is supported for investors who, therefore, are not required to become experts in the derivatives arena. The steps of a traditional investment process are strictly adhered to and an Investment Policy Statement is produced. The implementation phase of the process follows a documented plan designed to maximize competition, create vital checks and balances and provide total transparency of the subsequent investment activities. The on going monitoring, administration and reporting functions must be independent of the trading function. The purpose of RP Consulting Group is to provide institutional investors with a service that maintains the highest quality standards, improves accuracy and efficiency, and lowers the overall cost for them. This Web Site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to local law or regulation.

  • 12/8/2013
  • 6
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Tessera Capital Partners LLC

http://www.tesseraservices.com

Tessera Capital Services, LLC (Tessera), an independent third-party sales and marketing firm that offers services to a select group of traditional and alternative investment management organizations, was founded in 2004. Tessera is 100% owned by Tessera Capital Partners, LLC, a state-registered investment adviser. Tessera is a Latin word meaning "cube" or "die" and generally refers to a small piece of marble, glass, or tile used in a mosaic (Miriam Webster, 2003). In relation to Tessera's business model the concept of a mosaic is especially valid. This name was selected because of the interpretation of Tessera representing a small piece of a larger picture; the missing piece of an investment management company without a sales and marketing capability. The firm's objective is not to offer one service but to offer all of the services in the sales and marketing arena that an investment manager may need to grow their business. Tessera offers a full array of sales and marketing services, on either a bundled or unbundled basis, including new business development, referral agent, consultant relations, client-service and marketing support. Tessera will partner with funds and investment managers to provide tailor-made solutions that will satisfy each one's individual needs. By understanding how all the pieces fit together Tessera will help managers navigate through the extremely complex institutional marketplace. In order to secure new business, an investment manager's sales and marketing function must be able to work with sponsor boards and committees, consultants, and in compliance with a variety of laws, regulations, and politics. Tessera's capabilities in these areas will help funds move past these obstacles and emerge with new assets under management. Tessera is an active member of the Third Party Marketers Association as well as a member of the National Association of Independent Broker Dealers (NAIBD).

  • 12/8/2013
  • 9
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Credifinance Securities Limited

http://www.credifinance.com

Credifinance Securities Limited ("CFSL") provides expert advice on all aspects of investment banking with the assurance of the highest degree of quality and discretion. Our firm provides access to the public capital markets for reporting issuers through debt or equity underwriting and private placements, as well as private companies looking to complete an initial public offering (IPO) or a reverse take-over (RTO). Our resources have always included a small dedicated team of highly educated, well- informed and connected professionals. Through our network, we have arranged financing for U.S., Canadian and offshore companies with angel investors, VCs, wealth managers, strategic partners and high net worth individuals around the world. We have also arranged financing for a number of privately held companies. CFSL has established acknowledged credentials in the mining, oil & gas, biotechnology, financial services, and high technology sectors and has been the lead underwriter and/or the advisor on a number of transactions ranging in size from $1 million to $100 million. CFSL, which operates as a sole proprietorship, is a participating organization of the Toronto Stock Exchange and the Montréal Exchange, and is a member of the Investment Dealers Association (IDA) and the Canadian Investor Protection Fund (CIPF).

  • 12/8/2013
  • 9
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Dlouhy Merchant Group Inc.

http://www.dlouhymerchant.com

Dlouhy Merchant is an investment bank serving institutional money managers and Canadian growth companies. The firm was founded on the belief that companies and investors in high growth industries require specialized industry expertise and services from an investment bank. Our services are equity research, stock trading, M&A advisory and equity underwriting. Our core strength is a firm-wide focus on three key areas: biotechnology, manufacturing and technology products and services. Within these, we focus primarily on small and mid-sized companies, because that's where we see the best investment opportunities. DMG is staffed by hardworking and dedicated professionals who are passionate about the investment business. Because the firm is employee-owned, each partner subscribes to our common vision and culture and has made a long-term financial commitment to the firm's success. This stability and cohesion provides for unsurpassed teamwork and a client-first orientation.

  • 12/8/2013
  • 7
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Toll Cross Securities Inc

http://www.tollcross.ca

Toll Cross Securities Inc. (TCS) specializes in equity research, institutional equity trading, and providing independent advice to corporations on M&A, financing and restructuring transactions. The firm was formed by a group of entrepreneurial partners who have proven operational track records in financial services, resources, energy and technology businesses. TCS provides clients with a full menu of investment banking services. TCS sales and trading professionals have relationships with a broad array of institutional and private clients and with over fifty years experience in the business have numerous relationships to draw upon. TCS provides independent research reports on a weekly basis and an Uranium report that tracks the world's Uranium producers and exploration companies. Toll Cross Securities Inc. is a member of the Investment Dealers Association of Canada and the Canadian Investor Protection Fund as well as a participating organization of the TSX and TSX Venture Exchanges. Through Sales, Trading, Research, and Investment Banking functions, we offer a full slate of services to both public and private companies. Toll Cross Securities Inc. is registered in the Canadian provinces of Ontario, British Columbia, Alberta, Saskatchewan, Manitoba, Newfoundland, New Brunswick, Nova Scotia and PEI.

  • 12/8/2013
  • 5
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Centerline Capital Group

http://www.centerline.com

Centerline Capital Group, a subsidiary of Centerline Holding Company, lends, invests and manages capital, with a strong focus on the real estate industry. Centerline Capital Group is headquartered in New York, New York and has over 500 employees in nine offices throughout the United States.

  • 12/8/2013
  • 5
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Sprott Securities Inc.

http://www.sprott.ca

Sprott Securities Inc. is a full service, institutional brokerage boutique focusing on small-to-mid capitalization companies and is one of the top independent brokerage firms in the Canadian investment industry. Sprott Securities has been rated Canada's #1 specialist small/mid cap brokerage firm by institutional investors for the last six years, as compiled by Brendan Wood International, 2000 - 2005. At Sprott, our mission is to unearth and present investment opportunities to our customers that will allow them to generate superior financial returns. Our means is a research-intensive selection process, designed to identify those companies with the best risk/return profile. We seek out quality small-to-mid capitalization companies that are backed by strong people and sound ideas, that can benefit from macro-economic trends. Sprott attracts only the top professionals to ensure our customers receive the highest level of service. We provide an outstanding combination of experience and professional training to excel at the full range of services we offer.

  • 12/8/2013
  • 4
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Northwater Capital Management Inc.

http://www.northwater.com

Northwater Market-Neutral Trust (the Trust) is a closed-end investment trust. The Company delivers the return of a diversified portfolio of market-neutral hedge funds. During the year ended December 31, 2007, the return of the Trust was 3.42%, including distributions. The portfolio of market-neutral hedge funds is managed by Northwater Fund Management Inc. (the Manager). (Source: ARS)

  • 12/8/2013
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Palmer Capital Partners

http://www.palmercapital.co.uk

Palmer Capital Partners' first investment made in 1993. Wrenbridge is based in Cambridge. The company was formed by Tim Holmes and Peter Jarman. Peter and Tim had worked together for a development company and were responsible for a number of major schemes in Cambridge and East Anglia including Vision Park, Cambridge. Prior to the formation of Wrenbridge Tim Holmes had worked as a business space agent with DTZ and Peter Jarman as an architect with Nicholas Grimshaw and Partners. Tim Holmes is responsible for development acquisition and marketing. Peter Jarman is responsible for the implementation and design; complimentary skills that have been significanlty enhanced by Palmer Capital Partners' executives. Having initially concentrated on managing developments for institutions, Wrenbridge have become the pre-eminent developer in Cambridge and East Anglia. 80% of their schemes are joint ventures with landowners, property companies or institutions, including Axa, Development Securities, Railtrack Group, Norfolk County Council, Frogmore and Wilson Bowden. Wrenbridge's total current development programme is over 3,000,000 sq ft wit a total capital value of the order of £400 million.

  • 12/8/2013
  • 4
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Clay Finlay Inc.

http://www.clayfinlay.com

Clay Finlay LLC was founded in 1982, and in 1996 became a subsidiary of United Asset Management Corporation (UAM), a NYSE listed holding company of independently managed investment firms. In October 2000, UAM was acquired by Old Mutual Plc, an international financial services group listed on the London Stock Exchange. Clay Finlay's employees retain an equity incentive in the firm.

  • 12/8/2013
  • 6
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Hammond Associates

http://www.hammondassociates.com

Hammond Associates is an independent registered investment advisor that provides the highest quality investment consulting services with a focus on corporate retirement plans. Corporate retirement plans are complex financial businesses that provide participants with the opportunity to provide for a financially secure retirement while sponsors utilize these plans to attract and retain a talented workforce. Today's global business environment forces corporate retirement plans to compete for capital and risk allocations with all other businesses. Many retirement plan managers should review the key factors of retirement plan governance, management and operations and determine if they have the tools to achieve their investment objectives. Management must be aware that poor decisions regarding the retirement plans can have a negative impact on the financial health of the company. Hammond Associates' corporate retirement plan practice group understands the unique challenges facing plan sponsors today such as the volatility of a pension plans funded status or the enormous mismatch between pension assets and liabilities in a traditional asset allocation. The corporate retirement plan team has practical, hands on experience working through the challenges facing plan sponsors of defined benefit and defined contribution plans. Our consultants and research directors have served as chief investment officers and senior managers to some of the leading corporate retirement plans such as Anheuser-Busch, Smurfit-Stone Container Corporation and the Southern Company. For our clients, this experience provides: Proactive, thoughtful advice , In today's competitive environment, proactive ideas can be the difference between a meeting an actuarial return assumption and falling short of the return assumption. We believe in bring ideas to our clients. Our team takes a personal interest in the success of every relationship as we measure our accomplishments by the success of our clients. Strategic focus , We are experienced in integrating investment strategy with the corporate objectives of the plan sponsor. We understand that corporations have limited resources to reinvest in a variety of business opportunities. Customization , Any consulting firm can produce performance reports. Hammond Associates corporate retirement plan practice team goes behind the numbers and identifies the cause and effect of our client's investment decisions and the impact such decisions have on the success or failure of the specific retirement plan objective. We work with both the governance board and internal financial staff to develop and understand that the investment plan can be executed within the overall strategic vision for the plan sponsor.

  • 12/8/2013
  • 4
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M.R. Beal & Company

  • 12/8/2013
  • 4
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Note

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