John Duval Associates LLC creates strategies to assist our clients in all stages of securities litigation. Our knowledge of financial markets, industry experience, and the dispute and litigation process make us a powerful ally as you evaluate, frame, make and present your case. In addition to pre-filing opinions, we can provide well documented opinion reports, fact analysis, strategic planning, critique of opposing experts, risk analyses, exhibits, and testimony. Our services can be broken up into four distinct phases of a case: Pre-filing Opinion We will analyze and evaluate the merits of a potential case for liability (and damages, if needed) before a claim is filed as well as offer help in defending a claim.
Krebsbach & Snyder (formerly Theodore A. Krebsbach & Associates, P.C.) is a national securities litigation law firm founded by the former Director of the Shearson Lehman Brothers Litigation Department. The firm's goal is to provide our clients with the finest legal representation in securities industry disputes, including SEC, NASD, NYSE and state regulatory investigations and enforcement proceedings, arbitration, litigation, and alternative dispute resolution, including mediation. We have many years of experience representing broker-dealers, executives, registered representatives, branch managers, investment bankers, traders and other securities industry professionals. You can learn more about our attorneys and practice in the following sections:
Groia & Company Professional Corporation has worked hard to earn its reputation as one of Canada's leading securities litigation boutiques. We are grateful to have been able to work on almost every major Canadian securities case over the last few years including: Asbestos, Bre-X, Cinar, Hollinger Inc., Philip Services, Proprietary Industries Inc., TD Waterhouse, Thomson Kernaghan, UBS, YBM, and Yorkton Securities. We are best known for our work in defending regulatory proceedings and prosecutions brought by Canadian and U.S. regulators including those brought by any of Canada's provincial securities commissions as well as the SEC, TSX, and the IDA. We also are retained regularly by lawyers, accountants and other market professionals who may face disciplinary proceedings for their market activities. We believe, however, that our firm is more than just a securities litigation boutique. We help our clients with the full range of their business litigation needs, including claims for and against stockbrokers, claims against banks, financial institutions and other major public companies, shareholder disputes and remedies, wrongful dismissal claims, breach of contract lawsuits and in defense of white-collar criminal prosecutions. We help guide our clients through the complex range of issues that arise out of the parallel investigation, prosecution and litigation proceedings that have become commonplace in the Canadian business community over the past few years. We hope that you will consider retaining Groia & Company Professional Corporation if you ever need creative, high-quality and tough-minded legal representation.
Jeffrey Feldman has practiced almost exclusively in this area of the law since 1991. During this time, he has represented hundreds of clients in mediation, arbitration, and litigation and has helped to return millions of dollars to the victims of stockbroker and financial advisor misconduct.* In 2004, he obtained the second-largest consumer National Association of Securities Dealers (NASD) award in the nation on behalf of clients in Dallas, Texas. This award was for almost $6.4 million. If you have concerns about the suitability of your investments or financial advisor misconduct, contact Jeffrey A. Feldman, Attorney at Law, for a free consultation and to learn more about how he can assist you.
Federman & Sherwood is a boutique litigation law firm handling securities, business, product liability and personal injury cases. It will handle only those cases that it believes strongly in. The Firm grew out of a primarily defense oriented practice to now encompass one of the fastest growing investor and plaintiff litigation sections in the Southwest.
The Law Offices of Klayman & Toskes, P.A., a nationally known law firm, practices exclusively in securities arbitration and litigation matters. The Firm represents investors who have sustained recoverable damages as a result of specific failures by financial advisors' and the brokerage firms' supervisory procedures. Klayman & Toskes, P.A., with its main office located in Boca Raton, Florida and additional offices in California, Nebraska and New York, has achieved substantial recoveries on the behalf of aggrieved investors. The Firm's expertise is in the forum established by the National Association of Securities Dealers (NASD) and New York Stock Exchange (NYSE) for securities arbitration. Investors who maintain accounts with brokerage firms and have been damaged are required to bring their dispute before Self Regulatory Organizations such as the NASD and NYSE. While arbitration used to be an informal process, now, arbitration resembles a formal court proceeding. As arbitration has become more complex, you should retain qualified securities attorneys to represent you against brokerage firms and their experienced trial lawyers. The Law Offices of Klayman & Toskes, P.A. helps investors through NASD, NYSE, AAA and PSEX securities arbitration and securities litigation matters. The Firm also provides forensic accounting, securities litigation support and expert testimony in securities arbitration and securities litigation matters. Common abuses are: Unsuitable Recommendations Churning Misrepresentation Unauthorized Transactions Mutual Fund Switching Margin Over-Concentration Failure to Hedge Concentrated Stock Positions Employee Stock Option Abuse If you believe that you have suffered losses as a result of the above, contact us right away. Whether you're a customer or broker with a claim against a brokerage firm, the Law Offices of Klayman & Toskes, P.A. can help. The hiring of a lawyer is an important decision that should not be based solely on advertisements. Before you decide, ask us to send you information about our firm's qualifications and experience.
Entwistle & Cappucci is a national law firm with eight offices strategically located throughout the country to best serve our clients' diverse needs. We provide top-flight legal representation and exceptional service to clients that include major public corporations, a number of the nation's largest public pension funds, governmental entities, leading institutional investors, domestic and foreign financial services companies, emerging business enterprises and individual entrepreneurs. The lawyers who founded this firm in 1998 did so with a fresh commitment to excellence, integrity and creativity. Our strong reputation among clients, adversaries and the judiciary is not inherited from prior generations. Instead, we have earned our reputation day-by-day, client-by-client and matter-by-matter. Our approach to the practice of law is business-oriented, pragmatic and collegial. As an entrepreneurial firm, we approach the issues facing our clients not merely as lawyers but as business owners who understand the realities of the modern business environment. We partner closely with our clients both in forging efficient solutions to the challenges they face and in identifying the opportunities open to them. This practical approach assists our clients in meeting their business objectives and rewards us with a loyal and expanding client roster of which we are immensely proud. Internally, we maintain a collegial environment that attracts and retains highly qualified lawyers. Equipped with specialized knowledge relating to their respective areas of expertise, our lawyers engage in a robust exchange of ideas aimed at expertly advancing and protecting our clients' interests with the highest degree of professionalism and integrity.
Faruqi & Faruqi, LLP is a boutique law firm which represents investors and individuals in nationwide class action litigation. The firm is focused on providing exemplary legal services in complex litigation in the areas of securities, shareholder, antitrust and consumer litigation, through all phases of litigation. The firm has an experienced trial team which has achieved significant victories on behalf of the firm's clients. Founded over a decade ago, the lawyers at the firm have collective legal experience of over a century. The firm maintains its principal office in New York City , with offices in Hollywood , Florida ; and Philadelphia , Pennsylvania . The lawyers at Faruqi & Faruqi, LLP have demonstrated a clear commitment to championing the rights of shareholders and consumers nationwide. Since its founding in 1995, Faruqi & Faruqi, LLP has served as lead or co-lead counsel in numerous high-profile litigations which ultimately provided significant recoveries to investors and consumers, including: Brickell Partners v. Emerging Communications, Inc., C.A. No. 16415 (Del. Ch. 1998) (significant victory for plaintiffs after trial in hard-fought merger litigation); In re PurchasePro Inc. Securities Litigation , Master File No. CV-S-01-0483-JLQ (D. Nev. 2001) ($24.2 million settlement for shareholder class in a securities litigation); Schachter v. Toback , No. 04 CH 09131 (Cir. Ct. Ill.) (derivative action alleging breach of fiduciary duties by certain officers and directors of the company, settled for modifications to composition of company's management and significant corporate reforms). The firm's work on behalf of investors and consumers has earned it an excellent reputation among its peers, adversaries and the courts. As noted by Judge Justin L. Quackenbush in the PurchasePro Litigation, ", I feel that counsel for plaintiffs evidenced that they were and are skilled in the field of securities litigation."
Seeger Weiss LLP has distinguished itself as one of the nation's preeminent and diverse plaintiff-oriented law firms. The Firm's commitment to excellence and diversity of practice reflects the experience of its practitioners, who include former Assistant U.S. Attorneys and state prosecutors, as well as seasoned members of several established "Wall Street" law firms. Drawn together by a commitment to provide the highest quality of legal representation available in the plaintiffs' bar today, Seeger Weiss's attorneys and professionals possess a demonstrated ability to go head-to-head and succeed against the world's most richly defended corporations. The Firm is exclusively dedicated to the representation of injured consumers, investors, and personal injury victims throughout the United States and abroad. Operating out of offices in New York's Financial District, Newark, NJ, Philadelphia, PA and Tulsa, OK, the Firm has earned its elite national reputation by successfully representing plaintiffs in individual, mass and class actions by bringing innovative solutions to tough legal challenges. With experienced trial attorneys and proven results, Seeger Weiss has the skills and resources necessary to tackle the most complex legal matters.
Zamansky & Associates, headed by Jacob H. Zamansky, is one of the leading plaintiff's securities arbitration firms in the country. Our firm represents individual and institutional investors in arbitration claims against major Wall Street firms. The firm's mission is to provide first-class litigation and arbitration services on a contingency fee basis. Mr. Zamansky received worldwide recognition for his landmark case against Merrill Lynch on behalf of a New York pediatrician who claimed that he was misled by the stock research of the former superstar Merrill Lynch Analyst Henry Blodget. The successful resolution of the case led to worldwide recognition of Mr. Zamansky's work and to the conflicts of interest investigation by New York Attorney General Elliot Spitzer, which resulted in a $1.4 billion Global Wall Street settlement. Mr. Zamansky has been a frequent commentator and "source" on CNBC, CNN, National Network News and FOX Business News and has been quoted for publication in virtually every financial and legal publication including The Wall Street Journal, New York Times, Money Magazine, The New Yorker, Business Week and Fortune Magazine.
Wolf Popper LLP is a prominent, nationally recognized law firm with expertise in the fields of Securities Litigation, Consumer Fraud, Antitrust, Health Care Litigation, ERISA, Corporate and Commerical Law and Corporate Transactional/Derivative Litigation. As a leader in protecting the interests of defrauded investors and consumers, the firm has prosecuted thousands of actions under federal and state laws throughout the United States. In business for more than 60 years, Wolf Popper has recovered billions of dollars for investors.
Milberg Weiss Bershad & Schulman LLP (http://www.milbergweiss.com) is a firm with over 100 lawyers with offices in New York City, Los Angeles, Boca Raton, Delaware, Seattle and Washington, D.C. and is active in major litigations pending in federal and state courts throughout the United States. Milberg Weiss has taken a leading role in many important actions on behalf of defrauded investors, consumers, and others for nearly 40 years.
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