The New Brunswick Securities Commission was established in 2004 as an independent crown corporation. We have a dual mandate to protect investors from unfair, improper or fraudulent practices, and to promote the growth of New Brunswick capital markets for the benefit of both entrepreneurs and investors. Our objective is to create dynamic capital markets, leading to economic independence and wealth for our province. We see an interrelationship between the two mandates. New Brunswickers can have confidence in capital markets and invest within their own province if we keep the playing field fair and properly regulated. We firmly believe our success will be measured not only by how we fulfill our traditional role as investor protectors, but also by the extent to which we are able to help build visible, viable and efficient capital markets in New Brunswick.
On May 13th, the CRTC makes public its views regarding cable. It calls cable undertakings "community programming" and states that these enterprises will complement and not compete with over-the-air broadcasters. The CRTC also claims that these systems will help develop "community identities" via local programming and educational services, and encourages the cable companies to become more involved in community broadcasting. A major CRTC hearing starts on May 14 to consider new regulations for Canadian content on radio and television. CRTC is strongly challenged by the Canadian Association of Broadcasters. Its motion to adjourn the hearing is denied. On October 16th, Radio-Quebec is established by law. It is designated to be the province's educational broadcaster. Quebec Broadcasting Bureau Act, S.R.1969 c.17. In September, the Department of Communications launches its Telecommission Study that will examine various aspects of communications policy issues in Canada. Direction to the CRTC on Canadian Ownership, Order in Council P.C. 1969-2229 (November 20, 1969). Broadcast licences may only be issued to Canadians or "eligible Canadian corporations" in which 4/5 of the shares and capital are controlled by Canadians.
http://www.albertasecurities.com
The Alberta Securities Commission (ASC) is the regulatory agency responsible for administering the province's securities laws. It is entrusted to foster a fair and efficient capital market in Alberta and to protect investors. As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets. This legislation is designed to ensure that Alberta's capital market operates fairly and efficiently for participants, and that investors have timely, accurate information on which to base investment decisions. It also ensures that those who sell securities in Alberta are registered and that they conduct themselves according to applicable laws and professional standards. In addition to regulating Alberta's capital market, the ASC oversees the activities of the TSX Venture Exchange (formerly the Canadian Venture Exchange or CDNX) and the Investment Dealers Association of Canada (IDA). Commission Members - appointed to the ASC by the Lieutenant-Governor-in-Council - are empowered to hear enforcement proceedings and consider applications for exemptions from the requirements of securities legislation. ASC Members also hear appeals of decisions made by certain regulatory authorities. The ASC is a member of the Canadian Securities Administrators (CSA), an association that consists of the 13 securities regulators across Canada.
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